-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O70SXw6XotCMqMn3YZNedErPRH8EnLBqEAfkaopUBRYh51RlmMnY/Uz2xNi5TodG t02P5ypIHzgiK3bMzHMCRQ== 0000905718-98-000101.txt : 19980211 0000905718-98-000101.hdr.sgml : 19980211 ACCESSION NUMBER: 0000905718-98-000101 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VITAL SIGNS INC CENTRAL INDEX KEY: 0000865846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 112279807 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41382 FILM NUMBER: 98527735 BUSINESS ADDRESS: STREET 1: 20 CAMPUS RD CITY: TOTOWA STATE: NJ ZIP: 07512 BUSINESS PHONE: 2017901330 MAIL ADDRESS: STREET 1: 20 CAMPUS RD CITY: TOTOWA STATE: NJ ZIP: 07512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DIMUN ANTHONY J CENTRAL INDEX KEY: 0000903740 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: VITAL SIGNS INC STREET 2: 20 CAMPUS RD CITY: TOTOWA STATE: NJ ZIP: 07512 MAIL ADDRESS: STREET 1: VITAL SIGNS INC STREET 2: 20 CAMPUS RD CITY: TOTOWA STATE: NJ ZIP: 07512 SC 13G/A 1 SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* VITAL SIGNS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 928469105 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 928469105 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only): Anthony J. Dimun - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization: United States - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each (5) Sole Voting Reporting Person With Power: 3,012,632* (6) Shared Voting Power: 0 (7) Sole Dispositive Power: 3,012,632* (8) Shared Dispositive Power: 0 - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,012,632* - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9): 23.5% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions): IN - -------------------------------------------------------------------------------- *Includes 54,788 shares owned directly, 2,581,932 shares held as trustee of trusts maintained for the benefit of minor children of officers or directors of the Issuer, 116,654 shares held as trustee for a grantor retained annuity trust of a director of the Issuer, 1,000 shares held in insurance trusts established by an officer of the Issuer, 119,100 shares held by charitable foundations, 6,341 shares held in the Issuer's 401(k) plan on Mr. Dimun's behalf, 22,992 shares held in the Issuer's Investment Plan on Mr. Dimun's behalf and 109,825 shares covered by options exercisable by Mr. Dimun. Item 1(a). Name of Issuer: Vital Signs, Inc. - -------------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 20 Campus Road, Totowa, New Jersey 07512 - -------------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Anthony J. Dimun - -------------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if none, Residence: c/o Vital Signs, 20 Campus Road, Totowa, New Jersey 07512 - -------------------------------------------------------------------------------- Item 2(c). Citizenship: United States - -------------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock - -------------------------------------------------------------------------------- Item 2(e). CUSIP No.: 928469105 - -------------------------------------------------------------------------------- Item 3. If This Statement Is Filed Pursuant to Rules 13d-1(b), or 13d-2(b), check whether the Person Filing is a (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see Rule 13d-1(b)(1)(ii)(H). (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7). (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Item 4. Ownership (a) Amount Beneficially Owned (as of December 31, 1997): 3,012,632* (b) Percent of Class (as of December 31, 1997): 23.5% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 3,012,632* (ii) shared power to vote or to direct the vote 0 --------- (iii) sole power to dispose or to direct the disposition of 3,012,632* (iv) shared power to dispose or to direct the disposition of 0 _______________ *Includes 54,788 shares owned directly, 2,581,932 shares held as trustee of trusts maintained for the benefit of minor children of officers or directors of the Issuer, 116,654 shares held as trustee for a grantor retained annuity trust of a director of the Issuer, 1,000 shares held in insurance trusts established by an officer of the Issuer, 119,100 shares held by charitable foundations, 6,341 shares held in the Issuer's 401(k) plan on Mr. Dimun's behalf, 22,992 shares held in the Issuer's Investment Plan on Mr. Dimun's behalf and 109,825 shares covered by options exercisable by Mr. Dimun. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 1998 (Date) /s/ Laura R. Kuntz (Signature) Laura R. Kuntz, Attorney-in-Fact (Name/Title) Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----